Sarah Wisniewski has over 25 years of experience as a Compliance and Supervision leader. Sarah has extensive experience in the financial services industry as chief compliance officer, vice president, and department manager working in both home office and field environments. Sarah possesses excellent leadership, mentoring and relationship management skills utilizing a strong organizational and analytical background. Sarah promotes teamwork to accomplish business and personal goals for her teams.
Sarah moved to California from Minnesota. She plans to continue to actively support her beloved Minnesota Vikings but is excited to be able to leave behind the winters. Sarah holds the Series 7, 24, 63, 65, 4, and 53 registrations and is a certified Accredited Investment Fiduciary® (AIF®).