WestPark Capital - MSRB Rule G-10 Disclosure

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- About WestPark Capital
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About
- About WestPark Capital
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Contact

MSRB Rule G-10 Disclosure

MSRB RULE G-10 INVESTOR EDUCATION AND PROTECTION

The Municipal Securities Regulatory Board (MSRB) under Rule G-10 has required us to notify you of the following:

WestPark Capital, Inc. is registered with the Securities and Exchange Commission (SEC) and the MSRB. As such, WestPark Capital, Inc. is subject to the regulations and rules on municipal securities activities established by the SEC and MSRB.
The website for the SEC is www.sec.gov and the website for the MSRB is: www.msrb.org

Informational brochures are available via the following hyperlinks:

Municipal Securities Investor Brochure: MSRB-Investor-Brochure.ashx

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